One Line Pitch: Investment X-Ray is a tool that enables broker dealers, registered investment advisors (RIAs), and investors to ensure that all existing investments meet the SEC’s newest regulation, Regulation Best Interest
Business Summary: New regulations are changing the compliance standards investment advisors are required to abide by. Investment advisors face significant liability and risk for non-compliance and require a solution to automate and simplify the verification process. Investment X-Ray will be developed as a specialized piece of middleware technology which analyzes the underlying securities of exchange traded funds (ETFs), mutual funds, and other financial securities to understand current equity holdings and assesses that information in the context of the portfolios created by independent financial advisors who work for the RIA firms
Sector: Services