One Line Pitch: A software-as-a-service tool for RIAs and broker-dealers in the United States to quickly track and evaluate the compliance of advised investments for clients
Business Summary: New regulations are creating more rigid guidelines that investment advisors need to abide by. If not followed, significant liabilities and risks for investment firms could be generated. The current solutions offered lack clarity and simplicity in tracking compliance. Advisory Technology Solutions is developing an innovative tool that tracks investments for RIAs and investment brokers to ensure compliance to Regulations
Sector: Services